Pun Lap Lam
林本立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pun Lap Lam (林本立), a licensed former licensee with CE reference AZS282. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-12 | 2013-02-25 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-12 | 2013-02-25 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-07-12 | 2013-02-25 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Pun Lap Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| James Koon Ho Wong | BOCHK Asset Management Limited | 2012–2013 |
| King Lun Au | BOCHK Asset Management Limited | 2012–2013 |
| Kai Yuen Chan | BOCHK Asset Management Limited | 2012–2013 |
| Cathy Ching Yee Chan | BOCHK Asset Management Limited | 2012–2013 |
| Michael Cheuk Wah Ha | BOCHK Asset Management Limited | 2012–2013 |
| Ka Lam Hu | BOCHK Asset Management Limited | 2012–2013 |
| Chun Lai Tsoi | BOCHK Asset Management Limited | 2012–2013 |
| Yu Chiu Law | BOCHK Asset Management Limited | 2012–2013 |
| Kwok Leung Lai | BOCHK Asset Management Limited | 2012 |
| Yifei Ding | BOCHK Asset Management Limited | 2012–2013 |
| Yee Shing Ying | BOCHK Asset Management Limited | 2013 |