Kwan Kit Sit
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Kit Sit (薛君杰), a licensed Responsible Officer with CE reference AZQ787. Currently licensed at 1 firm(s): Rising Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.0 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-23 | present |
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 4 - Advising on securities | 2024-08-23 | present |
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 9 - Asset management | 2024-08-23 | present |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 9 - Asset management | 2021-11-16 | 2023-12-28 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-30 | 2023-01-18 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 4 - Advising on securities | 2021-03-30 | 2023-12-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-17 | 2020-06-30 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-25 | 2019-03-11 |
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-06 | 2018-04-15 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-22 | 2016-06-08 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-19 | 2015-07-16 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-19 | 2015-07-16 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-02 | 2014-08-07 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-11 | 2014-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Kit Sit during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.