Wai Hou Hock
何維豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hou Hock (何維豪), a licensed former licensee with CE reference AZH640. This person has 11.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-06-15 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2020-06-15 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2020-06-15 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2020-06-15 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2020-06-15 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2020-06-15 | 2024-02-19 |
| Willis Towers Watson Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2018-08-08 | 2019-06-18 |
| Willis Towers Watson Securities (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2018-08-08 | 2019-06-18 |
| Willis Towers Watson Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-08-08 |
| Willis Towers Watson Securities (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2017-10-03 | 2018-08-08 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-04-20 | 2017-07-17 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hou Hock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Vincent Wai Sun Lien | Willis Towers Watson Securities (Hong Kong) Limited | 2017–2019 |
| Donghui Chen | Willis Towers Watson Securities (Hong Kong) Limited | 2018–2019 |
| Fangqing Hu | Willis Towers Watson Securities (Hong Kong) Limited | 2017–2018 |
| Yuyun Song | Willis Towers Watson Securities (Hong Kong) Limited | 2017–2018 |