Ren Liu
劉韌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ren Liu (劉韌), a licensed former licensee with CE reference AZC071. This person has 7.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-19 | 2022-08-22 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2019-12-19 | 2022-08-22 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-15 | 2017-04-28 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-03 | 2016-12-15 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-02-26 | 2016-09-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 - Advising on securities | 2012-12-20 | 2016-09-22 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-20 | 2016-09-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-07-18 | 2016-09-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-02 | 2012-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ren Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.