Lingfeng Xu
徐凌峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingfeng Xu (徐凌峰), a licensed former licensee with CE reference AYZ049. This person has 8.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-05 | 2020-10-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2019-03-05 | 2020-10-30 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-06 | 2020-10-30 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-01-06 | 2020-10-30 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-01-06 | 2014-10-31 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2014-01-06 | 2020-10-30 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-21 | 2014-01-06 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-13 | 2014-01-06 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-02-13 | 2014-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lingfeng Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.