Yuan Nian

念媛
CE No. AYX726 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Nian (念媛), a licensed former licensee with CE reference AYX726. This person has 1.5 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
South China Securities Limited
南華證券投資有限公司
Rep Type 1 - Dealing in securities 2012-02-20 2013-08-13
313 Capital Management Limited
313資本管理有限公司
Rep Type 4 - Advising on securities 2012-02-20 2013-08-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Nian during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Toby Tse San Kwong 313 Capital Management Limited 2012–2013
Lai Ling Wang 313 Capital Management Limited 2012–2013
Kam Ming Chan 313 Capital Management Limited 2012–2013
Chor Ha Lam 313 Capital Management Limited 2012–2013
Kwai Gee Leung 313 Capital Management Limited 2012–2013
Wai Kiu Ma 313 Capital Management Limited 2012–2013
Kim Huat Lim 313 Capital Management Limited 2012–2013
Choi Ngor Cheung 313 Capital Management Limited 2012–2013
Hing Wah Chan 313 Capital Management Limited 2012–2013
Tak Shun Ngai 313 Capital Management Limited 2012–2013
Henry Yuk Ho Kwong 313 Capital Management Limited 2012–2013
Wing Keung Tse 313 Capital Management Limited 2012–2013
Ronald Kwok Chien To 313 Capital Management Limited 2012–2013
Kei Chan 313 Capital Management Limited 2012–2013
Wan Yiu Yeung 313 Capital Management Limited 2012–2013
Byron Tin Lok Ho 313 Capital Management Limited 2012–2013
Anthony Tean Chai Teoh 313 Capital Management Limited 2012–2013
Siew Bee Lee 313 Capital Management Limited 2013
Lai Sum Christina Liu 313 Capital Management Limited 2012–2013
Wai Man Lee 313 Capital Management Limited 2013
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