Suo Stephen Suo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suo Stephen Suo (索索), a licensed Responsible Officer with CE reference AYV371. Currently licensed at 1 firm(s): Strait Capital Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Strait Capital Management (HK) Limited |
RO | Type 1 - Dealing in securities | 2018-03-13 | present |
| Strait Capital Management (HK) Limited |
RO | Type 4 - Advising on securities | 2014-11-24 | present |
| Strait Capital Management (HK) Limited |
RO | Type 9 - Asset management | 2014-11-24 | present |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2012-02-08 | 2014-06-26 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 9 - Asset management | 2012-02-08 | 2014-06-26 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Suo Stephen Suo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shaun Edward Della Vedova | Strait Capital Management (HK) Limited | 2016–present |
| Xingfa Li | Strait Capital Management (HK) Limited | 2017–2026 |
| William Robert Thierbach | EIG Global Energy (Asia) Limited | 2012–2014 |
| Robert Blair Thomas | EIG Global Energy (Asia) Limited | 2012–2014 |
| Xinyi Wang | Strait Capital Management (HK) Limited | 2014–2016 |
| Tony James Schultz | EIG Global Energy (Asia) Limited | 2012–2013 |
| Chunyang Gai | Strait Capital Management (HK) Limited | 2021 |