Siu Lam Osman Wong
黃兆霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lam Osman Wong (黃兆霖), a licensed former licensee with CE reference AYS377. This person has 2.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brooke Capital Limited |
Rep | Type 4 - Advising on securities | 2012-01-31 | 2012-04-02 |
| Brooke Capital Limited |
Rep | Type 9 - Asset management | 2012-01-31 | 2014-06-22 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lam Osman Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Thomas William Ashworth | Brooke Capital Limited | 2012–2014 |
| Jonathan William Brooke | Brooke Capital Limited | 2012–2014 |
| Sally Kwan Lay Lim | Brooke Capital Limited | 2012–2014 |