Carolina Kwun On Lam
林筠晏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolina Kwun On Lam (林筠晏), a licensed former licensee with CE reference AYM431. This person has 1.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-02 | 2025-10-02 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-23 | 2017-02-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-12-21 | 2012-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-11-21 | 2012-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-21 | 2012-09-26 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolina Kwun On Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.