Kai Lu
呂凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Lu (呂凱), a licensed former licensee with CE reference AYK379. This person has 7.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2018-02-22 | 2019-08-26 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-10-15 | 2018-01-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-02-02 | 2015-08-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-02-02 | 2015-08-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-02-02 | 2015-08-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-14 | 2015-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.