Chun Yu Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yu Lau (劉俊瑜), a licensed Responsible Officer with CE reference AYJ055. Currently licensed at 2 firm(s): iMarkets Limited, iMarkets Structured Products Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 7 - Providing automated trading services. This person has 14.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iMarkets Limited | RO | Type 1 - Dealing in securities | 2013-10-11 | present |
| iMarkets Structured Products Limited | RO | Type 4 - Advising on securities | 2013-10-11 | present |
| iMarkets Limited | RO | Type 7 - Providing automated trading services | 2013-10-11 | present |
| iMarkets Limited | Rep | Type 1 - Dealing in securities | 2011-12-09 | 2013-10-11 |
| iMarkets Limited | Rep | Type 7 - Providing automated trading services | 2011-12-09 | 2013-10-11 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Yu Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwong Wang Lee | iMarkets Limited | 2011–present |
| Wai Man Chow | iMarkets Limited | 2011–2013 |