Jim Kandunias
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jim Kandunias, a licensed former licensee with CE reference AYG094. This person has 1.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2011-11-25 | 2013-10-04 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Jim Kandunias during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.