Chung Wai Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Wai Yau (丘頌偉), a licensed Responsible Officer with CE reference AYF518. Currently licensed at 1 firm(s): Lightcone Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lightcone Asset Management Limited 仁博資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-10-31 | present |
| Lightcone Asset Management Limited 仁博資產管理有限公司 |
RO | Type 9 - Asset management | 2017-10-31 | present |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-04 | 2017-09-23 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-04 | 2017-09-23 |
| Quintar Capital Limited | RO | Type 9 - Asset management | 2016-03-21 | 2017-09-23 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-22 | 2014-10-15 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-22 | 2014-10-15 |
| KOG Forex Limited 國之匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-02-18 | 2015-08-07 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 9 - Asset management | 2011-10-18 | 2015-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Wai Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.