Shuo Xie
謝朔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Xie (謝朔), a licensed former licensee with CE reference AYE649. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-25 | 2013-10-01 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-02 | 2013-06-15 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuo Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.