Yuen Shing Lau
劉原誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Shing Lau (劉原誠), a licensed former licensee with CE reference AXZ950. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-06 | 2018-05-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-06 | 2018-05-17 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-06 | 2018-05-17 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-05-31 | 2016-02-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-07 | 2013-04-05 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-07 | 2011-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Shing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.