Jenny Wai-Yee Chan

CE No. AXZ591 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Wai-Yee Chan, a licensed former licensee with CE reference AXZ591. This person has 0.8 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Oppenheimer Investments Asia Limited
凱萬亞洲有限公司
Rep Type 1 - Dealing in securities 2011-09-05 2012-07-04
Oppenheimer Investments Asia Limited
凱萬亞洲有限公司
Rep Type 6 - Advising on corporate finance 2011-09-05 2012-07-04

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jenny Wai-Yee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Charles Broadfoot Holmes Oppenheimer Investments Asia Limited 2011–2012
Pak Chun Wong Oppenheimer Investments Asia Limited 2011–2012
Dapeng Xu Oppenheimer Investments Asia Limited 2011–2012
Kwonwoo Baek Oppenheimer Investments Asia Limited 2011–2012
Bo-Kai Huang Oppenheimer Investments Asia Limited 2011–2012
Kyle Michael Wool Oppenheimer Investments Asia Limited 2011–2012
Caroline Man Har Lau Oppenheimer Investments Asia Limited 2011–2012
Chung Leung Yip Oppenheimer Investments Asia Limited 2011–2012
Jia Wong Oppenheimer Investments Asia Limited 2011–2012
Dhawal Arvind Shah Oppenheimer Investments Asia Limited 2011–2012
Jonathan Chin Jer Gan Oppenheimer Investments Asia Limited 2011–2012
Carlos Lai Oppenheimer Investments Asia Limited 2011–2012
Wu-Kuang Yang Oppenheimer Investments Asia Limited 2011–2012
Chetan Bhatia Oppenheimer Investments Asia Limited 2011–2012
Steven A Bernstein Oppenheimer Investments Asia Limited 2011
Michael Chung Oppenheimer Investments Asia Limited 2012
Lik Alaric Lau Oppenheimer Investments Asia Limited 2012
Ya Tzu Liao Oppenheimer Investments Asia Limited 2011
Calvin Ye Oppenheimer Investments Asia Limited 2012
Wenyuan Bu Oppenheimer Investments Asia Limited 2011
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