Kin Fun Ng
吳建勛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Fun Ng (吳建勛), a licensed former licensee with CE reference AXW833. This person has 3.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-11 | 2017-10-13 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-11 | 2017-10-13 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-16 | 2016-12-09 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2012-03-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Fun Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.