Ross Trevor Nussbaum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ross Trevor Nussbaum, a licensed former licensee with CE reference AXW560. This person has 3.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-06-30 | 2015-07-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-08-23 | 2014-11-20 |