Keith Wong
黃尚傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Wong (黃尚傑), a licensed Responsible Officer with CE reference AXV636. Currently licensed at 1 firm(s): Winland Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winland Wealth Management Limited 永聯財富管理有限公司 |
RO | Type 4 - Advising on securities | 2017-09-05 | present |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-03 | present |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-02 | 2017-07-03 |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-09 | 2011-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Keith Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.