Yuan Hai
海媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Hai (海媛), a licensed former licensee with CE reference AXV578. This person has 0.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-10 | 2011-12-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-10 | 2011-12-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2011-08-10 | 2011-12-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Hai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.