Shu Fen Toh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Fen Toh, a licensed former licensee with CE reference AXU976. This person has 2.6 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2014-03-22 |