Wai So
蘇慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai So (蘇慧), a licensed former licensee with CE reference AXT252. This person has 1.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-11 | 2013-04-18 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-11 | 2013-04-18 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2012-12-11 | 2013-04-18 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-01 | 2012-10-31 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.