Hui Han

韓暉
CE No. AXQ372 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Han (韓暉), a licensed former licensee with CE reference AXQ372. This person has 13.3 years of SFC licence history. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
DCP Investment Advisors Limited RO Type 1 - Dealing in securities 2020-03-16 2026-03-31
DCP Investment Advisors Limited RO Type 4 - Advising on securities 2020-03-16 2026-03-31
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2011-07-18 2018-10-05
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2011-07-18 2018-10-05
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2011-07-18 2018-10-05
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2011-07-18 2018-10-05
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2011-07-18 2018-10-05
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2011-07-18 2018-10-05

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui Han during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Haifeng David Liu DCP Investment Advisors Limited 2020–2026
Julian Juul Wolhardt DCP Investment Advisors Limited 2020–2026
Icy Ngai Sze Wong DCP Investment Advisors Limited 2022–2026

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