Charmian Shu Mong Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charmian Shu Mong Wan (溫紓望), a licensed Responsible Officer with CE reference AXM230. Currently licensed at 1 firm(s): Man Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-30 | 2023-10-02 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-08-30 | 2023-10-02 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-15 | 2022-08-30 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-15 | 2022-08-30 |
| Lazard Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2015-05-13 | 2017-12-03 |
| Lazard Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2015-05-13 | 2017-12-03 |
| BlueBay Hong Kong Limited | RO | Type 1 - Dealing in securities | 2011-12-13 | 2013-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charmian Shu Mong Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.