Stephen Yang
楊仕祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Yang (楊仕祥), a licensed former licensee with CE reference AXK909. This person has 4.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 - Advising on securities | 2012-04-11 | 2015-10-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-01 | 2012-04-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-17 | 2012-01-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-17 | 2012-01-14 |