Lin Ling Chiu
邱琳玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Ling Chiu (邱琳玲), a licensed Responsible Officer with CE reference AXK210. Currently licensed at 1 firm(s): Direxion Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Direxion Asia Limited | RO | Type 1 - Dealing in securities | 2016-03-08 | present |
| Direxion Asia Limited | RO | Type 4 - Advising on securities | 2016-03-08 | present |
| Direxion Asia Limited | Rep | Type 1 - Dealing in securities | 2013-07-31 | 2016-03-08 |
| Direxion Asia Limited | Rep | Type 4 - Advising on securities | 2013-07-31 | 2016-03-08 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-27 | 2013-07-26 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-09 | 2013-07-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Ling Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.