Kwong Wai Lee
李剛瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Wai Lee (李剛瑋), a licensed former licensee with CE reference AXI348. This person has 9.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-04-26 | 2021-06-18 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-12 | 2020-02-28 |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-07-12 | 2021-04-26 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-13 | 2017-05-31 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-13 | 2017-05-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-08 | 2017-03-24 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-08 | 2017-03-24 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-13 | 2016-08-26 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-13 | 2016-08-26 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-05-13 | 2016-08-26 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-09 | 2016-05-01 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-09 | 2016-05-01 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-18 | 2015-08-21 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-18 | 2015-08-21 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-17 | 2013-10-05 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-17 | 2013-10-05 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-17 | 2013-10-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-27 | 2013-06-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-26 | 2013-06-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-26 | 2013-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Wai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.