Xiaotao Liu
劉曉韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaotao Liu (劉曉韜), a licensed former licensee with CE reference AXI167. This person has 1.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2011-05-27 | 2013-05-01 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaotao Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.