Nan Dong
董楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Dong (董楠), a licensed former licensee with CE reference AXH998. This person has 11.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-26 | 2022-12-15 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 - Advising on securities | 2022-04-26 | 2022-12-15 |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-25 | 2022-04-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-15 | 2021-07-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-24 | 2015-04-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-24 | 2015-04-14 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Dong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| So Yi Ng | Goldhorse Securities Limited | 2021–2022 |
| Mary Pak Ka Wong | Goldhorse Securities Limited | 2021–2022 |
| Jingna Yuan | Goldhorse Securities Limited | 2021–2022 |
| Chi Wai Ng | Goldhorse Securities Limited | 2021–2022 |
| Shek Hung Tsui | Goldhorse Securities Limited | 2021–2022 |
| Siu Yuen Tse | Goldhorse Securities Limited | 2021–2022 |
| Kevin Siu Pong Chan | Goldhorse Securities Limited | 2022 |
| Ting Sau So | Goldhorse Securities Limited | 2022 |
| Hoi Lam Ho | Goldhorse Securities Limited | 2022 |