Tommy Kwok Ming Chan
陳國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Kwok Ming Chan (陳國明), a licensed former licensee with CE reference AXH771. This person has 10.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-25 | 2021-10-08 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-25 | 2021-10-08 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-25 | 2021-10-08 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-08-25 | 2021-10-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-21 | 2015-07-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-21 | 2015-07-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-05-20 | 2015-07-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tommy Kwok Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.