David James Kennedy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Kennedy, a licensed former licensee with CE reference AXG973. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-19 | 2011-07-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-19 | 2011-07-23 |