Irene Li Lu Goh
吳麗如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Irene Li Lu Goh (吳麗如), a licensed former licensee with CE reference AXF251. This person has 14.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-27 | 2025-06-17 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 4 - Advising on securities | 2017-06-27 | 2025-06-17 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 9 - Asset management | 2017-06-27 | 2025-06-17 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-04 | 2017-06-27 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-04 | 2017-06-27 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 9 - Asset management | 2016-05-04 | 2017-06-27 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-27 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-11-27 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2013-08-01 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 - Dealing in securities | 2012-11-20 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 - Advising on securities | 2012-11-20 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-01 | 2012-11-20 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-27 | 2012-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Irene Li Lu Goh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.