Douglas Johman Sanders
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Johman Sanders, a licensed former licensee with CE reference AXE834. This person has 2.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-04-26 | 2014-03-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2011-04-26 | 2013-10-30 |