Chen Wang
王晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Wang (王晨), a licensed Responsible Officer with CE reference AXC439. Currently licensed at 1 firm(s): Linkriver Capital Management Limited. Active regulated activities: Type 9 - Asset management. This person has 14.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Linkriver Capital Management Limited 鈞河資本管理有限公司 |
RO | Type 9 - Asset management | 2018-05-18 | present |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-07-16 | 2017-05-31 |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-02-28 | 2017-05-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-15 | 2013-11-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-04 | 2013-11-14 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-04 | 2011-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.