Takaya Kato
加藤貴也
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takaya Kato (加藤貴也), a licensed former licensee with CE reference AXC437. This person has 5.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-30 | 2018-02-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-04-07 | 2016-09-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-07 | 2016-09-09 |