Ramoun Lazar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ramoun Lazar, a licensed former licensee with CE reference AXC435. This person has 5.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-02-07 | 2017-02-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-10-24 | 2016-10-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-04-06 | 2016-04-11 |