Chak Lam Kwong

鄺宅林
CE No. AXA212 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Lam Kwong (鄺宅林), a licensed former licensee with CE reference AXA212. This person has 2.3 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
China Tonghai (IA) Limited
中国通海投资顾问有限公司
Rep Type 4 - Advising on securities 2012-12-20 2013-09-02
Quam Securities Limited
華富建業證券有限公司
Rep Type 1 - Dealing in securities 2012-09-27 2014-10-04
Quam Securities Limited
華富建業證券有限公司
Rep Type 2 - Dealing in futures contracts 2012-09-27 2014-10-04
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2011-03-21 2011-06-30
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2011-03-21 2011-06-30

Worked alongside

The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Chak Lam Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ho Yin Li China Tonghai (IA) Limited 2012–2013
Ka Man Tong China Tonghai (IA) Limited 2012–2013
Kwan Lun Cheng China Tonghai (IA) Limited 2012–2013
Kin Man Chan China Tonghai (IA) Limited 2012–2013
Wai Kit Cheung China Tonghai (IA) Limited 2012–2013
Rico Ching On Chan China Tonghai (IA) Limited 2012–2013
Ching Man Cheung China Tonghai (IA) Limited 2012–2013
Chi Kong Lam China Tonghai (IA) Limited 2012–2013
Raymond Chee Long Siu China Tonghai (IA) Limited 2012–2013
Pui Yee Yeung China Tonghai (IA) Limited 2012–2013
Chun Hong Lo China Tonghai (IA) Limited 2013
Kai Ho Lee China Tonghai (IA) Limited 2013
Bernard Pouliot China Tonghai (IA) Limited 2012–2013
Zhi Zheng China Tonghai (IA) Limited 2012–2013
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