Tao Huang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Huang (黃轁), a licensed Responsible Officer with CE reference AXA200. Currently licensed at 1 firm(s): Pando Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-18 | present |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 - Advising on securities | 2026-03-18 | present |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 - Asset management | 2026-03-18 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-16 | 2018-08-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-01-16 | 2018-08-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 - Asset management | 2018-01-16 | 2018-08-16 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-03 | 2018-08-16 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 - Advising on securities | 2017-11-03 | 2018-08-16 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 - Asset management | 2017-11-03 | 2018-08-16 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-11 | 2018-08-16 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-10-11 | 2018-08-16 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 - Asset management | 2017-10-11 | 2018-08-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-16 | 2018-01-16 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-16 | 2017-10-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-06-16 | 2018-01-16 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-16 | 2017-10-11 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-10-12 | 2017-01-19 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2016-10-12 | 2017-01-19 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2011-03-21 | 2015-08-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.