Chen Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Chen (陳晨), a licensed Representative with CE reference AWZ084. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 15.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-02-20 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2018-02-20 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2018-02-12 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-28 | 2018-02-02 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-15 | 2014-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.