Chi Chung Au

歐志忠
CE No. AWY127 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Au (歐志忠), a licensed former licensee with CE reference AWY127. This person has 2.8 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Prudential Brokerage Limited
信誠證券有限公司		 Rep Type 1 - Dealing in securities 2011-05-11 2014-03-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Chung Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chung Chi Vincent Chan Prudential Brokerage Limited 2011–2014
Chi Keung Yim Prudential Brokerage Limited 2011–2014
Chi Wai Yiu Prudential Brokerage Limited 2011–2014
Horace Hoi Hung Wong Prudential Brokerage Limited 2011–2014
Peter Chun Shing Chan Prudential Brokerage Limited 2011–2014
Bernice Siu Chui Chan Prudential Brokerage Limited 2011–2014
Wai Hing Cheuk Prudential Brokerage Limited 2011–2014
Shuk Ping Ching Prudential Brokerage Limited 2011–2014
Ka Hei Hui Prudential Brokerage Limited 2011–2014
Soshila Keswani Prudential Brokerage Limited 2011–2014
Mei Shan Lai Prudential Brokerage Limited 2011–2014
Wai Ming Lai Prudential Brokerage Limited 2011–2014
Ho Wah Lam Prudential Brokerage Limited 2011–2014
Ka Lai Lam Prudential Brokerage Limited 2011–2014
Kong Wah Lam Prudential Brokerage Limited 2011–2014
Hon Yiu Lau Prudential Brokerage Limited 2011–2014
Kwok Ming Lau Prudential Brokerage Limited 2011–2014
Wing Kai Lee Prudential Brokerage Limited 2011–2014
Man Chong Li Prudential Brokerage Limited 2011–2014
Siu Kwai Li Prudential Brokerage Limited 2011–2014
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