Wai Cham Tong
曾偉湛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Cham Tong (曾偉湛), a licensed Responsible Officer with CE reference AWV320. Currently licensed at 1 firm(s): AK Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AK Capital Limited 安富資本有限公司 |
RO | Type 4 - Advising on securities | 2026-04-20 | present |
| AK Capital Limited 安富資本有限公司 |
RO | Type 9 - Asset management | 2026-04-20 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-18 | 2017-08-31 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-08-15 | 2017-08-31 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-12 | 2017-08-31 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-12 | 2017-08-31 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-24 | 2011-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Cham Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.