Wing Him Tang
鄧穎謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Him Tang (鄧穎謙), a licensed former licensee with CE reference AWO196. This person has 6.3 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-10 | 2022-08-03 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-23 | 2020-12-28 |
| AS Capital Limited | Rep | Type 1 - Dealing in securities | 2020-04-29 | 2020-08-21 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-25 | 2020-03-12 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-25 | 2020-03-12 |
| YUANYIN SECURITIES LIMITED 原銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-18 | 2019-10-03 |
| YUANYIN SECURITIES LIMITED 原銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-18 | 2019-10-03 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-09 | 2019-04-05 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-09 | 2019-04-05 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-01 | 2018-06-09 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-01 | 2018-06-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-24 | 2015-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-24 | 2015-08-14 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-14 | 2015-02-27 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-14 | 2015-02-27 |
| JK Capital Management Limited | Rep | Type 9 - Asset management | 2011-01-24 | 2011-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Him Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.