Xiaoguang Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoguang Li (李肖光), a licensed Responsible Officer with CE reference AWL741. Currently licensed at 1 firm(s): ORIX Asia Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-09 | present |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-09 | present |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 9 - Asset management | 2023-01-09 | present |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-15 | 2022-10-20 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-15 | 2022-10-20 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 9 - Asset management | 2019-04-15 | 2022-10-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-31 | 2019-02-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-05 | 2019-02-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-12-15 | 2019-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoguang Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.