Siu Lung Chan

陳小龍
CE No. AWL331 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lung Chan (陳小龍), a licensed former licensee with CE reference AWL331. This person has 5.9 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2012-01-03 2016-11-23
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2012-01-03 2016-11-23
Nerico Brothers Limited Rep Type 2 - Dealing in futures contracts 2011-06-21 2011-12-19
Nerico Brothers Limited Rep Type 1 - Dealing in securities 2010-12-14 2011-12-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Hong Cho Nerico Brothers Limited 2010–2011
Helen Cheuk Yee Lo Nerico Brothers Limited 2010–2011
Lai Yung Chung Nerico Brothers Limited 2010–2011
Kin Ling Tsui Nerico Brothers Limited 2010–2011
Fu Kin Dodphen Tang Nerico Brothers Limited 2010–2011
King Wai Cheng Nerico Brothers Limited 2010–2011
Ying Ki Leung Nerico Brothers Limited 2010–2011
Ka Ho Lam Nerico Brothers Limited 2010–2011
Man Hang Lee Nerico Brothers Limited 2010–2011
Chang Qing Zhou Nerico Brothers Limited 2010–2011
Muson Shut Shing Cheung Nerico Brothers Limited 2011
Wing Hon Mok Nerico Brothers Limited 2010–2011
Ester Yuk Kan Lam Nerico Brothers Limited 2010–2011
Shuh Po Lee Nerico Brothers Limited 2010–2011
Dickson Tat San Lo Nerico Brothers Limited 2010–2011
Ka Chung Chan Nerico Brothers Limited 2010–2011
Siu Wing Chan Nerico Brothers Limited 2010–2011
Siu Hung Chow Nerico Brothers Limited 2010–2011
Kwok Wah Choi Nerico Brothers Limited 2010–2011
Siu Wai Ho Nerico Brothers Limited 2010–2011
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