Pui Ming Mau
繆沛明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ming Mau (繆沛明), a licensed former licensee with CE reference AWK639. This person has 6.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2017-10-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-17 | 2017-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ming Mau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.