Kevin He
何慕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin He (何慕), a licensed former licensee with CE reference AWE615. This person has 2.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-17 | 2014-12-30 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-04-17 | 2014-12-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-11-02 | 2013-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin He during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.