Carol Hu
胡家鎏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Hu (胡家鎏), a licensed Responsible Officer with CE reference AWD991. Currently licensed at 1 firm(s): Tianyan Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianyan Capital Limited 天演資本有限公司 |
RO | Type 9 - Asset management | 2021-09-15 | present |
| Ocean Arete Limited 海德資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-10-30 | 2020-11-13 |
| Deltroit (Hong Kong) Limited | RO | Type 9 - Asset management | 2019-11-18 | 2020-10-16 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-09-18 | 2019-11-18 |
| Platina Capital Management Limited 澄金資產管理有限公司 |
RO | Type 9 - Asset management | 2016-06-20 | 2019-09-15 |
| CloudAlpha Capital Management Limited 奇點資產管理有限公司 |
RO | Type 9 - Asset management | 2015-08-11 | 2016-04-18 |
| Bin Yuan Capital Limited 彬元資本有限公司 |
RO | Type 9 - Asset management | 2014-05-20 | 2015-08-10 |
| Bin Yuan Capital Limited 彬元資本有限公司 |
Rep | Type 9 - Asset management | 2013-05-13 | 2014-05-20 |
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-11-01 | 2012-12-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.