Lok Kin Leung
梁洛乾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Kin Leung (梁洛乾), a licensed former licensee with CE reference AWD227. This person has 13.5 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-09-18 | 2026-03-10 |
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-09-18 | 2026-03-10 |
| Synergy Futures Limited 新際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-03-02 | 2023-09-18 |
| Synergy Futures Limited 新際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-03-02 | 2023-09-18 |
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-07 | 2026-03-10 |
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 4 - Advising on securities | 2022-11-07 | 2026-03-10 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
Rep | Type 9 - Asset management | 2022-04-01 | 2022-10-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-28 | 2022-10-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 - Advising on securities | 2022-02-28 | 2022-10-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-08 | 2022-02-28 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-08 | 2022-02-28 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-22 | 2021-12-17 |
| Prior Securities Limited 昇悅證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-20 | 2021-12-17 |
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-16 | 2020-08-20 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-20 | 2017-08-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-20 | 2017-08-30 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-01 | 2016-11-26 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-01 | 2016-11-26 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-21 | 2015-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Kin Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.