Xiaowei Yue
岳效巍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowei Yue (岳效巍), a licensed former licensee with CE reference AVZ069. This person has 6.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-05 | 2020-11-06 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-03 | 2020-11-06 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-05-03 | 2020-11-06 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-01 | 2019-04-01 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-06-01 | 2019-04-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-04 | 2012-09-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-04 | 2012-09-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-04 | 2012-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaowei Yue during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.