Ronald Hon Sum Tam
譚漢森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Hon Sum Tam (譚漢森), a licensed former licensee with CE reference AVV845. This person has 5.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-04-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-02 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-02 | 2018-04-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-22 | 2015-01-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-22 | 2015-01-01 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-19 | 2013-04-07 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-19 | 2013-04-07 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-25 | 2011-03-11 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-08 | 2011-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Hon Sum Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.